https://www.sec.gov/news/press-release/2022-174
2022-174. Washington D.C., Sept. 27, 2022 —. The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications. The firms admitted the facts set forth in

https://www.sec.gov/news/press-release/2023-149
2023-149. Washington D.C., Aug. 8, 2023 —. The Securities and Exchange Commission today announced charges against 10 firms in their capacity as broker-dealers and one dually registered broker-dealer and investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications.

https://www.reuters.com/business/finance/us-fines-16-major-wall-street-firms-11-billion-over-recordkeeping-failures-2022-09-27/
U.S. regulators on Tuesday fined 16 financial firms, including Barclays , Bank of America , Citigroup , Credit Suisse , Goldman Sachs , Morgan Stanley and UBS , a combined $1.8 billion after staff

https://www.nytimes.com/2022/09/27/business/banks-fined-texting-sec.html
Sept. 27, 2022. U.S. securities regulators have imposed close to $2 billion in fines on more than a dozen financial firms, including eight major Wall Street banks, for failing to police employees

https://www.wsj.com/articles/wall-street-to-pay-1-8-billion-in-fines-over-traders-use-of-banned-messaging-apps-11664311392
Photo: LUCY NICHOLSON/REUTERS. WASHINGTON—Eleven of the world's largest banks and brokerages will collectively pay $1.8 billion in fines to resolve regulatory investigations over their

https://www.cnbc.com/2022/09/27/us-fines-16-wall-street-firms-1point1-billion-over-record-keeping-failures.html
Published Tue, Sep 27 20225:07 PM EDT. Key Points. The U.S. Securities and Exchange Commission on Tuesday fined 16 financial firms, including Barclays, Bank of America, Citigroup, Credit Suisse

https://www.bloomberg.com/news/articles/2022-09-27/wall-street-whatsapp-probe-poised-to-result-in-historic-fine
Those levies -- against firms including Bank of America Corp., Citigroup Inc. and Goldman Sachs Group Inc. -- combined with JPMorgan Chase & Co. 's $200 million in fines from December, bring the

https://www.bbc.com/news/business-63056677
27 September 2022. Getty Images. Some of Wall Street biggest companies have been fined a total of $1.8bn (£1.7bn) by US financial watchdogs after staff discussed deals and trades on their

https://www.reuters.com/business/finance/us-regulators-cite-wells-fargo-bnp-paribas-over-recordkeeping-2023-08-08/
U.S. regulators on Tuesday fined nine Wall Street companies, including Wells Fargo , BNP Paribas and Société Générale $549 million over employees' use of personal messaging apps to discuss

https://www.bloomberg.com/news/articles/2023-08-08/wells-fargo-pays-125-million-sec-penalty-over-whatsapp-case
Tuesday's actions follow a string of cases released last September. At the time, the SEC announced $1.1 billion in fines against companies including Bank of America Corp., Citigroup Inc. and

https://fortune.com/2022/09/27/wall-street-fines-employee-use-of-whatsapp-unauthorized-messaging-apps/
The levies include Bank of America, Citigroup and Goldman Sachs, and when combined with JPMorgan Chase's $200 million in fines from December, bring the total to $2.01 billion.

https://money.usnews.com/investing/news/articles/2024-02-09/us-sec-says-16-firms-fined-more-than-81-million-for-recordkeeping-failures
By Chris Prentice and Doina Chiacu. NEW YORK/WASHINGTON (Reuters) -A new group of Wall Street firms has agreed to pay more than $81 million in civil penalties to settle U.S. Securities and

https://www.cnn.com/2023/08/08/business/regulator-wall-street-fine-whatsapp/index.html
Wells Fargo and a slew of other Wall Street firms admitted Tuesday to using WhatsApp, Signal and other messaging platforms for "off-channel" communications in violation of federal

https://www.businessinsider.com/sec-goldman-citi-fines-whatsapp-unauthorized-messaging-apps-barclays-2022-9?op=1
Wall Street firms from Barclays to Goldman Sachs have admitted to wrongdoing around recordkeeping efforts, and will pay nearly $2 billion in penalties to the US Securities and Exchange Commission

https://finance.yahoo.com/news/wall-street-fine-over-staffers-personal-device-use-210529181.html
BAC-PQ. BAC-PS. BCS. Bankers texting away on their personal phones are costing the biggest banks on Wall Street a chunk of money. On Tuesday, two U.S. regulators announced $1.8 billion in

https://news.bloomberglaw.com/white-collar-and-criminal-law/wall-street-whatsapp-probe-poised-to-result-in-historic-fine
Wall Street Hit With $2 Billion of Fines in WhatsApp Probe (1) US regulators reached settlements with a dozen banks in a sprawling probe into how global financial firms failed to monitor employees' communications on unauthorized messaging apps, bringing total penalties in the matter to more than $2 billion.

https://www.sec.gov/newsroom/press-releases/2023-149
SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures Firms admit to wrongdoing and agree to pay penalties totaling $289 million . For Immediate Release. 2023-149. Washington D.C., Aug. 8, 2023 —

https://qz.com/wall-street-bigwigs-face-1-8-billion-in-fines-over-tex-1849589763
Wall Street bigwigs face $1.8 billion in fines over texts and WhatsApp messages Record-keeping probes reveal bankers texting and WhatsApping with colleagues and clients on their personal devices

https://finance.yahoo.com/news/wall-street-cop-finra-goes-103056104.html
(Bloomberg) -- Two days after Christmas, a prominent Wall Street regulator updated a database with news of interest to the industry: A $1.4 trillion brokerage had been slapped with one of the year

https://www.cnbc.com/video/2022/09/27/16-wall-street-firms-to-pay-over-1-billion-in-penalties-over-recordkeeping-failures.html
16 Wall Street firms to pay over $1 billion in penalties over recordkeeping failures. CNBC's Steve Kovach joins 'Closing Bell: Overtime' to report that 16 Wall Street firms have to pay

https://www.msn.com/en-us/money/markets/wall-street-is-furious-over-rising-fines-from-sec/ar-AA1gOcbg
The SEC settles most of its enforcement cases, and Wall Street firms prefer to pay fines and avoid litigation that would put more heat on executives. But SEC officials under Chair Gary Gensler are

https://news.bloomberglaw.com/banking-law/wall-street-cop-finra-goes-quiet-on-the-beat-as-cases-plunge-1
Two days after Christmas, a prominent Wall Street regulator updated a database with news of interest to the industry: A $1.4 trillion brokerage had been slapped with one of the year's biggest fines for allegedly losing track of almost a million trades.. But there was no press release when the Financial Industry Regulatory Authority hit LPL Financial Holdings Inc. with the $6 million penalty.

https://www.fa-mag.com/news/wall-street-cop-finra-goes-quiet-on-the-beat-as-its-caseload-plunges-78631.html
Wall Street Cop Finra Goes Quiet On The Beat As Its Caseload Plunges ... A $1.4 trillion brokerage had been slapped with one of the year's biggest fines for allegedly losing track of almost a

https://www.reuters.com/legal/wall-streets-top-regulator-faces-worsening-battle-wake-supreme-court-ruling-2024-06-28/
The Supreme Court's move to curb federal agency powers could curtail efforts by the U.S. Securities and Exchange Commission to establish new rules to police Wall Street and invite more litigation

https://apnews.com/article/fact-check-misinformation-election-debate-trump-biden-577507522762aa10f6ee5be3a0ced2bb
TRUMP on Wall Street Journal reporter Evan Gershkovich, who was detained in Russia: "He should have had him out a long time ago, but Putin's probably asking for billions and billions of dollars because this guy pays it every time. ... "But you also had people that were very fine people, on both sides."

https://www.maryvillegov.com/codes.html
New Codes Adoption Announcement On July 3, 2018 the Maryville City Council completed the process for the adoption of several new building and property maintenance codes with local modifications.

http://s-media.nyc.gov/agencies/lpc/lp/0039.pdf
It is a fine marble building in perfect scale with its neighbors, at the north end of Broad street which widens at this point to create the iD.usion of a small square. Due to the great impression of solid dignity and tac: u~sive ... This permits Wall Street to join Broad Street in a most attractive manner. The main entrance of the bui.1_ding

https://www.wsj.com/lifestyle/workplace/four-day-workweek-wbr-group-charity-bank-ceo-council-a7081a75
At the recent Wall Street Journal CEO Council Summit in London, Hillary Canada, a Journal editor, explored the issues with CEOs Tom Moore of financial-services firm WBR Group and Ed Siegel of

https://shieldwall.legal/tc_attorney/lucas-abbott/
About Lucas Abbott, MA, JD, Ph.D (candidate) I am proud to come from one of the first families who sailed to America. We have been here so long that you will see our name on things like TV shows, a street adjacent to Times Square, starring next to Costello on comedy bits, the first American woman to ever win a gold medal in the Olympics, and on meal replacement formula.

https://www.downtownmuralproject.com/
Downtown Maryville, TN. Site Located between East Harper St. and Sevierville Road. The City of Maryville approved us to paint a collaborative mural on the support wall along Church Street. All the artists will begin painting on the weekend of June 26th and work through Sunday to complete the project. We have received a tremendous amount of